Securities Law

Federal and state laws and regulations relating to securities are complex and constantly changing.  Christian Anderson, PLC has extensive experience representing businesses and individuals with disputes and risk-management related to the securities laws.


We have represented both plaintiffs and defendants in state and federal court securities-related matters across the country, as well as proceedings before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA, formerly the NASD), and the American Arbitration Association (AAA).  We have also assisted clients with regulatory inquiries and investigations at both the state and federal levels.


Christian Anderson, PLC has significant experience in representing defrauded investors in class actions, as well as working as local counsel in class-action and derivative lawsuits filed in Arizona under state and federal securities laws.


We help you find pragmatic legal solutions that are designed to minimize your risk and exposure.


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Representative Experience

Investment Disputes
Class-Action Litigation
Compliance

Local-Counsel Services
Officer & Director Liability
Securities Litigation
SEC Investigations
Regulatory Inquiries
FINRA Proceedings (formerly the NASD)
FINRA Certified Arbitrator